Saturday, November 9, 2024

The Federalist Papers by Alexander Hamilton, James Madison, and John Jay

    For this reading of The Federalist Papers, I used Clinton Rossiter's list of the essentials, which amounts to 21 of the 85 articles. They are Federalist #'s 1, 2, 6, 9, 10, 14, 15, 16, 23, 37, 39, 47, 48, 49, 51, 62, 63, 70, 78, 84, 85. Of The Federalist Papers, 51 articles were written by Alexander Hamilton, 29 by James Madison, and 5 by John Jay. Of those that I read, 10 were written by Hamilton, 10 were written by Madison, and 1 was written by Jay.

    In Federalist #10, Madison discusses factionalism, asserting that "the CAUSES of faction cannot be removed, and that relief is only to be sought in the means of controlling its EFFECTS." Factions that do not amount to a majority are discounted, as they can "clog the administration," but not "convulse the society." Majority factions, however, are far more dangerous because they can direct the democratic government in their favored direction. This doesn't seem particularly offensive in the modern day since, duh, that's how a democratic republic works, but I guess I get the fear in 1788. In Federalist #14, Madison distinguishes a democracy from a republic in that a democracy is what we refer to today as direct democracy, administering the government themselves, and a republic is just representative government, defined in #39. His answer to this "problem" of majoritarian rule is to use representative democracy, instead of direct democracy, to make sure the majority does what is "right." He also argues in #10 that, contrary to then-common misconception, a republic works better over larger territory and population than smaller. Madison asserts that in smaller groups, it is easier to get a majority and to execute plans, whereas over a larger population, it is more difficult to "concert and execute their plans of oppression." Something else interesting that Madison points out in #14 is that almost every state had some frontier to the west, and that therefore they all needed each other's protection. The threat of war with Native Americans created a force favoring more federal authority. It also makes sense to favor a federal authority since the states expanding westwards would have been drawn into conflict with each other and would've gone to war without some higher regulating authority.

    In #15, Hamilton addresses the primary deficiency of the Articles of Confederation, which is that contributions by the states were voluntary. With this, states gave less and less to the national government until it was effectively unfunded. "Each State, yielding to the persuasive voice of immediate interest or convenience, has successively withdrawn its support, till the frail and tottering edifice seems ready to fall upon our heads, and to crush us beneath its ruins." Continuing in #16, Hamilton points out that only the federal government can discipline states, which lack the power to discipline each other. States could try to do so, but ultimately have no levers to pull except those that we are familiar with in international relations today, such as war or sanctions. The federal government can rule the states by law. The states can only rule one another by force. Moreover, there is a threat of inaction on the part of the states when a federal act requires state enforcement, as the Articles of Confederation required. States need only not act or act evasively to defeat federal measures under the Articles, defeating the purpose of a national government.

    I thought that #23, by Hamilton, was the clearest argument for a strong national government. In it, Hamilton gives four reasons to create a national government: "the common defense of the members; the preservation of the public peace as well against internal convulsions as external attacks; the regulation of commerce with other nations and between the States; the superintendence of our intercourse, political and commercial, with foreign countries." These basically come out to national defense, interstate policing of rebellions, and regulation of interstate and international commerce. In order to establish the national defense, the national government must raise armies and fleets and then support and manage them. He goes on to say that (and the capital letters are his, not mine): "These powers ought to exist without limitation, BECAUSE IT IS IMPOSSIBLE TO FORESEE OR DEFINE THE EXTENT AND VARIETY OF NATIONAL EXIGENCIES, OR THE CORRESPONDENT EXTENT AND VARIETY OF THE MEANS WHICH MAY BE NECESSARY TO SATISFY THEM." He continues that, "The circumstances that endanger the safety of nations are infinite, and for this reason no constitutional shackles can wisely be imposed on the power to which the care of it is committed. The power ought to be coextensive with all possible combinations of such circumstances; and ought to be under the direction of the same councils which are appointed to preside over the common defense." I think this is a forceful and strong argument for a strong national government.

    In #51, Madison discusses the structure of the new government, and extolls the virtues of its checks and balances. In this one, we get the famous quote: "But what is government itself, but the greatest of all reflection on human nature? If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary. In framing government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself." It is critical, when establishing a strong national government, to tie it to the will of the people, so that that majority will is what sets policy. However, what is interesting is that Madison views the legislature as the predominating branch of government that has to be restrained. In the 21st century, most people would say it is the executive that predominates, as Congress is mostly dysfunctional and takes cues from the President. I wonder if this might result from an overcorrection, as implemented by dividing the legislature into two houses. Hamilton, in #70, however, emphasizes "energy in the executive" in creating good government: "It is essential to the protection of the community against foreign attacks; it is not less essential to the steady administration of the laws; to the protection of property against those irregular and high-handed combinations which sometimes interrupt the ordinary course of justice; to the security of liberty against the enterprises and assaults of ambition, of faction, and of anarchy." He goes on to emphasize the importance of embodying the executive in one person, rather than multiple, so as to more easily determine who is to credit and who to blame for actions of the government. In a system with two consuls, or a multi-person judiciary, it is harder to figure out who should be voted out of office. However, one unanticipated consequence of the Constitution is that I think the separation of powers may have the same effect, where people vote out the President for things that Congress did and vice versa. In addressing the judiciary in #78, Hamilton also anticipates Marbury v. Madison, pointing out that the Constitution restricts legislative authority, and that such restrictions must be preserved by a judiciary, "whose duty it must be to declare all acts contrary to the manifest tenor of the Constitution void. Without this, all the reservations of particular rights or privileges would amount to nothing."

    I'm glad I finally read The Federalist Papers, and I found it really interesting to see which portions totally apply today and which are less applicable with the passage of time. It is so interesting to see the founders arguing for a new government based on comparisons to ancient republics in Rome, Greece, and medieval Italy. Additionally, I find it really impactful how the articles are so totally in favor of a strong central government. I knew that would be the case, but I found it even more in favor of central government than I anticipated since do many originalists are so in favor of power for the states.

78 hamilton

    

Monday, November 4, 2024

Call Sign Chaos: Learning to Lead by Jim Mattis and Bing West

             Call Sign Chaos was an even better book than I thought it would be. Public figures’ memoirs can be pretty weak because they don’t want to offend and want to make sure they are telling their side of history. In some ways, Mattis’ book has those flaws. He almost entirely skips over his childhood and young life, more or less emerging as a battalion commander in Operation Desert Storm out of thin air. Similarly, his life ends before he joins the Trump administration, with only oblique references to that time. In some sense, that is more tactful, but as a reader I would have definitely enjoyed digging deeper into those morally difficult times. He also never dealt with his time as a member of the board of Theranos. But despite those shortcomings, the book reads like a leadership manual, with Mattis extolling the virtues of reading heavily, knowing the people who work for you, and other major leadership lessons.

            Chief among all the leadership lessons Mattis delivers in the book is to train your subordinates well, deliver clear intent to them, and to empower them to act without returning for your permission. Mattis quotes heavily from British Field Marshal Viscount Slim, who fought with General Joe Stilwell in Burma in World War Two, especially with regard to this lesson. Slim wrote that “acting without orders, in anticipation of orders, or without waiting for approval yet always within the overall intention, must become second nature in any form of warfare…. Acting without orders … yet always within the overall intention.”

            With regard to the presidents he served under, Mattis’ clear favorite is George HW Bush. He is the only president that Mattis regards as truly successful in war and foreign affairs. Of Clinton he has no comment. Of Bush 43, Mattis admired the direction he lead in, but expressed frustration that the messages he passed up the chain seemed to go unheard and that the United States was left rudderless after the initial Iraq invasion. Obama he felt was weak and too timid in the Middle East. And clearly he strongly disliked Trump, but we don’t get a lot from him about Trump.

Miscellaneous Facts:

  • Mattis spent a night in jail while a student at Central Washington State College for underage drinking. That definitely seems like the sort of thing that would stop you from becoming an officer these days.
  • “If you haven’t read hundreds of books, you are functionally illiterate, and you will be incompetent, because your personal experiences aren’t broad enough to sustain you.”
  • Mattis is known as CHAOS due to a tongue-in-cheek comment made by then-Lieutenant Colonel John Toolan, who wrote it out as, “Does the Colonel Have Another Outstanding Solution?”
  • Mattis closed staff meeting by insisting that someone put him on the spot with one hard question before they finished. This helped him know what kept his subordinates up at night and helped him identify weak spots in the scheme of maneuver.
  • Clearly General Mattis views General Zinni as an important mentor to him, as he mentions turning to Zinni several times for advice.
  • Mattis cites a conversation with then-Vice President Joe Biden in 2010 in which Biden was very insistent on withdrawal from Iraq as quickly as possible, foreshadowing the withdrawal from Afghanistan a decade later.